Pacific Capital Partners Limited

• Principal Place of Business

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

  Web

  https://www.pacificam.co.uk

• Complaints Contact

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Pavey

  IRN JXP00576

  • [FCA CF] Client dealing (since 15 Apr 2024)
• Jeffrey O'Dwyer

  IRN JXO01360

  • CF30 Customer (4 Apr 2011 to 4 Dec 2014)
• Jeremy James Plummer

  IRN JJP01045

  • CF27 Investment Management (5 Jun 2002 to 26 Jun 2002)
  • CF1 Director (5 Jun 2002 to 6 Feb 2003)
• Jeremy Matthew Krausz

  IRN JXK00381

  • [FCA CF] Client dealing (1 Jan 2022 to 31 Oct 2025)
• Jody Alexander Thain

  IRN JAT01167

  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• John Feeley

  IRN JXF01595

  • [FCA CF] Material risk taker (since 28 Jan 2026)
  • [FCA CF] Client dealing (since 28 Jan 2026)
• John Francis Tevenan

  IRN JFT01041

  • [FCA CF] Client dealing (since 1 Sep 2025)
  • [FCA CF] Material risk taker (since 1 Sep 2025)
• John Lionel Beckwith

  IRN JLB01053

  • CF30 Customer (1 Nov 2007 to 30 Sep 2017)
  • CF1 Director (22 Nov 2004 to 30 Sep 2017)
  • CF27 Investment Management (10 Jul 2002 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (10 Jul 2002 to 31 Oct 2007)
  • CF3 Chief Executive (10 Jul 2002 to 16 Nov 2015)
• John Richard Moffitt

  IRN JRM01330

  • CF30 Customer (7 Apr 2016 to 8 Dec 2019)
  • CF1 Director (7 Apr 2016 to 30 Jun 2018)
• Jonathan Charles Dunn Ross

  IRN JXR00625

  • [FCA CF] Client dealing (since 22 Sep 2022)

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

No changes recorded yet.