Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF3 Chief Executive (2 Jul 2012 to 29 Dec 2017)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (19 Dec 2006 to 31 Oct 2007)
- CF1 Director (19 Dec 2006 to 29 Dec 2017)
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- CF30 Customer (5 Dec 2011 to 22 Aug 2014)
- CF1 Director (5 Dec 2011 to 3 May 2013)
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- CF1 Director (5 Jun 2002 to 6 Feb 2003)
- CF27 Investment Management (5 Jun 2002 to 26 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.