Date authorised
1 April 2013
Companies House
04057879
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    79 Chantry Road
    Disley
    Stockport
    Cheshire
    SK12 2BE
    UNITED KINGDOM
    Phone
    +4407718586865
  • Complaints Contact

    79 Chantry Road
    Disley
    Stockport
    Cheshire
    SK12 2BE
    UNITED KINGDOM
    Phone
    +4407718586865

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesco Prelorenzo

    IRN FXP00063

    • CF30 Customer (6 Jul 2022 to 31 Mar 2023)
  • Ian Aspinall

    IRN IXA01074

    • CF30 Customer (1 Nov 2007 to 27 Nov 2012)
    • CF21 Investment Adviser (29 Apr 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (11 Aug 2004 to 27 Nov 2012)
    • CF11 Money Laundering Reporting (11 Aug 2004 to 27 Nov 2012)
    • CF1 Director (30 Apr 2002 to 27 Nov 2012)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 29 Apr 2005)
  • James Patrick McGregor Ramsay

    IRN JPR01143

    • CF3 Chief Executive (AR) (26 Sep 2020 to 25 May 2021)
    • CF30 Customer (26 Sep 2020 to 25 May 2021)
  • James Peter Faulkner

    IRN JXF09045

    • CF30 Customer (13 Jan 2022 to 27 Jun 2022)
    • CF1 Director (AR) (13 Jan 2022 to 27 Jun 2022)
  • Jennifer Dalgarno

    IRN JXD00049

    • CF30 Customer (9 Oct 2020 to 23 Feb 2021)
  • Justin MacRae

    IRN JXM03973

    • CF1 Director (AR) (18 Dec 2020 to 1 Oct 2021)
    • CF30 Customer (18 Dec 2020 to 1 Oct 2021)
  • Laura Jane Avigdori

    IRN LJA01038

    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (13 Feb 2017 to 28 Sep 2021)
    • CF1 Director (15 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 7 Dec 2021)
    • CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
  • Mark Fielding

    IRN MXF02048

    • CF1 Director (AR) (20 Mar 2017 to 18 Sep 2018)
    • CF30 Customer (20 Mar 2017 to 28 Sep 2021)
  • Martyn Robert Frost

    IRN MXF91553

    • CF30 Customer (9 Sep 2020 to 9 Apr 2021)
    • CF1 Director (AR) (9 Sep 2020 to 9 Apr 2021)
  • Mohamed Asker Fawmy

    IRN MXF00290

    • CF30 Customer (10 Feb 2022 to 27 Jun 2022)
    • CF1 Director (AR) (10 Feb 2022 to 27 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.