Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oxygen Ventures Limited
FRN 208188
- [FCA CF] CASS oversight function (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (13 Feb 2017 to 28 Sep 2021)
- CF1 Director (15 Jan 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 7 Dec 2021)
- CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.