Date authorised
1 April 2013
Companies House
OC373659
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    46 Woodstock Rd
    Oxford
    OX2 6HT
    UNITED KINGDOM
    Phone
    +4401865860760
  • Complaints Contact

    46 Woodstock Rd
    Oxford
    OX2 6HT
    UNITED KINGDOM
    Phone
    +441865860760

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucia Gunn

    IRN LXG00107

    • SMF27 Partner (27 Jun 2022 to 12 Dec 2025)
    • [FCA CF] Significant management (1 Feb 2021 to 12 Dec 2025)
  • Lucy Katherine Collins

    IRN LKD01010

    • Responsible for Insurance Mediation (11 Jan 2018 to 11 May 2018)
    • CF30 Customer (30 Jan 2013 to 20 Mar 2017)
    • CF4 Partner (30 Jan 2013 to 11 May 2018)
  • Mark Stephen Easton

    IRN MSE01012

    • [FCA CF] Client dealing (29 Mar 2021 to 11 Jun 2025)
  • Martin Gregory Smith

    IRN MGS01034

    • CF2 Non Executive Director (30 Jan 2013 to 8 Dec 2019)
  • Oliver Gordon Hughes

    IRN OGH01003

    • CF30 Customer (26 Sep 2018 to 4 Feb 2019)
  • Paul Antony David Mattick

    IRN PAM01260

    • CF30 Customer (13 Apr 2015 to 21 Jun 2016)
  • Richard Alexander Roberts

    IRN RAR01084

    • SMF27 Partner (27 Jun 2022 to 8 Jun 2023)
    • [FCA CF] Client dealing (10 Feb 2020 to 1 Jun 2023)
    • [FCA CF] Manager of certification employee (10 Feb 2020 to 1 Jun 2023)
    • CF30 Customer (9 Nov 2015 to 8 Dec 2019)
  • Richard Oakley

    IRN RXO00132

    • [FCA CF] Client dealing (16 Jun 2023 to 14 May 2025)
  • Robin Humphrey Hill

    IRN RHH01033

    • CF2 Non Executive Director (30 Jan 2013 to 30 Apr 2014)
  • Robin Lewis Lincoln

    IRN RLL01012

    • [FCA CF] Client dealing (27 Nov 2020 to 31 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.