Mark Stephen Easton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oxford Capital Partners LLP (no longer approved here)
FRN 585981
- [FCA CF] Client dealing (29 Mar 2021 to 11 Jun 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (3 Jun 2011 to 14 Nov 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (27 Jan 2005 to 21 Sep 2005)
- CF22 Investment Adviser (Trainee) (18 Feb 2004 to 27 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.