Date authorised
1 April 2013
Companies House
OC311356
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Carson Terrace
    London
    Kensington And Chelsea
    W11 4QT
    UNITED KINGDOM
    Phone
    +4402076215600
  • Complaints Contact

    2 Carson Terrace
    London
    Kensington And Chelsea
    W11 4QT
    UNITED KINGDOM
    Phone
    +4402076215600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Robert Paine

    IRN ARP01058

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 May 2005 to 31 Oct 2007)
    • CF4 Partner (12 May 2005 to 8 Dec 2019)
    • CF3 Chief Executive (12 May 2005 to 8 Dec 2019)
    • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
  • Alexander Jonathan Torrance

    IRN AJT01096

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF27 Investment Management (24 Apr 2006 to 31 Oct 2007)
    • CF4 Partner (23 May 2005 to 1 Sep 2008)
    • CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)
  • Aniko Pastorekova

    IRN AXP01912

    • SMF27 Partner (9 Dec 2019 to 6 Mar 2026)
    • CF10 Compliance Oversight (28 Jun 2017 to 25 Jan 2019)
    • CF4 Partner (27 Jan 2010 to 8 Dec 2019)
  • Claire Marguerite Barnes

    IRN CMB01070

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF4 Partner (12 May 2005 to 1 May 2009)
    • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
  • Darren Anthony Swayne

    IRN DAS01127

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF4 Partner (12 May 2005 to 1 Sep 2008)
    • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
  • David John Leary

    IRN DJL01096

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (26 Jan 2017 to 8 Dec 2019)
  • Guy Daniel Wolf

    IRN GDW01045

    • CF30 Customer (3 Sep 2008 to 31 Dec 2011)
    • CF4 Partner (3 Sep 2008 to 31 Dec 2011)
  • Jason Yew Kit Lee

    IRN JYL01001

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
    • CF4 Partner (12 May 2005 to 31 Jul 2010)
  • Jonathan Richard Alrutz Chamberlain

    IRN JRC01107

    • CF30 Customer (1 Nov 2007 to 10 Oct 2017)
    • CF10 Compliance Oversight (12 May 2005 to 1 Jun 2017)
    • CF11 Money Laundering Reporting (12 May 2005 to 13 Jan 2006)
    • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
    • CF4 Partner (12 May 2005 to 31 Jul 2017)
  • Laurence Brown

    IRN LCB01025

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
    • CF4 Partner (13 Jan 2006 to 30 Jun 2008)
    • CF11 Money Laundering Reporting (13 Jan 2006 to 30 Jun 2008)
    • CF13 Finance (13 Jan 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.