Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Feb 2023)
    • CF30 Customer (24 Jan 2012 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (11 Jun 2015 to 7 Jan 2019)
    • CF1 Director (AR) (11 Jun 2015 to 7 Jan 2019)
  • Oxburgh Partners LLP (no longer approved here)

    FRN 430477

    • CF4 Partner (3 Sep 2008 to 31 Dec 2011)
    • CF30 Customer (3 Sep 2008 to 31 Dec 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.