Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (AR) (since 17 Jul 2013)
    • CF4 Partner (19 Apr 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jun 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2011 to 8 Dec 2019)
    • Employed By (since 17 Jul 2013)
  • Oxburgh Partners LLP (no longer approved here)

    FRN 430477

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
    • CF11 Money Laundering Reporting (13 Jan 2006 to 30 Jun 2008)
    • CF4 Partner (13 Jan 2006 to 30 Jun 2008)
    • CF13 Finance (13 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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