Outsourced Professional Administration Limited

• Principal Place of Business

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +441727734300

  Web

  https://www.opal-uk.com

• Complaints Contact

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +441727734300

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Stockbroking

  For Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · May carry on this activity until 30 June 2008 with persons who were market counterparties, as at 31 October 2007 or would have been market counterparties had they been clients on 31 October 2007, where this activity is non-MiFID business
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Graham George Bateman

  IRN GGB01023

  • CF10 Compliance Oversight (11 Jun 2012 to 18 Jan 2016)
  • CF11 Money Laundering Reporting (11 Jun 2012 to 18 Jan 2016)
  • CF28 Systems and controls (11 Jun 2012 to 18 Jan 2016)
• Hannah Mitchell

  IRN HXM00469

  • SMF3 Executive Director (since 23 Apr 2025)
• Helen Claire Elliott

  IRN HCE01008

  • SMF3 Executive Director (since 15 Dec 2023)
  • CF1 Director (27 May 2008 to 2 Nov 2017)
• Howard Huntley

  IRN HXH01413

  • CF1 Director (18 Nov 2015 to 6 Sep 2016)
• John Christopher Waller

  IRN JCW01134

  • CF11 Money Laundering Reporting (15 Jul 2009 to 16 Sep 2009)
  • CF28 Systems and controls (10 Jan 2009 to 16 Sep 2009)
  • CF10 Compliance Oversight (30 Nov 2007 to 10 Jan 2009)
  • CF3 Chief Executive (10 Apr 2007 to 16 Sep 2009)
  • CF1 Director (20 Mar 2007 to 16 Sep 2009)
  • Responsible for Insurance Mediation (20 Mar 2007 to 16 Sep 2009)
  • CF8 Apportionment and Oversight (20 Mar 2007 to 31 Mar 2009)
• John Robert White

  IRN JRW01100

  • CF11 Money Laundering Reporting (20 Mar 2007 to 1 Dec 2007)
  • CF10 Compliance Oversight (20 Mar 2007 to 1 Dec 2007)
  • CF1 Director (20 Mar 2007 to 17 Sep 2007)
• Mark Stephen Turner

  IRN MST01083

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Mar 2021)
  • CF28 Systems and controls (26 Jan 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Jan 2016 to 8 Dec 2019)
• Nigel Howard Elliott

  IRN NHE01007

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Feb 2025)
  • CF2 Non Executive Director (20 Nov 2017 to 8 Dec 2019)
• Patricia-Anne Frances Blyth Williams

  IRN PFW00013

  • CF1 Director (20 Mar 2007 to 30 Apr 2007)
  • CF13 Finance (20 Mar 2007 to 30 Apr 2007)
• Peter Jonathon Jordan

  IRN PJJ01099

  • CF1 Director (2 May 2016 to 31 May 2018)

No changes recorded yet.