Graham George Bateman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Money Redress Limited
FRN 837239
- SMF16 Compliance Oversight (since 5 Jul 2024)
Synergy Financial Products Limited (no longer approved here)
FRN 312416
- CF11 Money Laundering Reporting (12 Jul 2013 to 5 Jun 2014)
- CF10 Compliance Oversight (12 Jul 2013 to 5 Jun 2014)
- CF1 Director (5 Apr 2013 to 5 Jun 2014)
Outsourced Professional Administration Limited (no longer approved here)
FRN 459719
- CF10 Compliance Oversight (11 Jun 2012 to 18 Jan 2016)
- CF11 Money Laundering Reporting (11 Jun 2012 to 18 Jan 2016)
- CF28 Systems and controls (11 Jun 2012 to 18 Jan 2016)
SPF Private Clients Limited (no longer approved here)
FRN 189213
- CF21 Investment Adviser (12 Jul 2004 to 17 Mar 2006)
- CF22 Investment Adviser (Trainee) (1 Jul 2004 to 12 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.