OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Darcy

  IRN MXD01237

  • [FCA CF] Client dealing (since 18 Feb 2020)
• Michael Stephen Parr

  IRN MSP01038

  • [FCA CF] Client dealing (28 Sep 2021 to 31 Aug 2022)
• Michael Sullivan

  IRN MXS03352

  • CF30 Customer (24 Oct 2013 to 8 Jun 2015)
• Michael WALKER

  IRN MRW01200

  • [FCA CF] Client dealing (since 30 Nov 2020)
• Michael William Rodgers

  IRN MWR01051

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Mills Andrew

  IRN AXM01522

  • CF30 Customer (22 Jun 2015 to 19 May 2016)
• Min Bao

  IRN MXB00075

  • [FCA CF] Client dealing (15 Jun 2020 to 25 Jan 2023)
• Murtaza Arif

  IRN MXA02295

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (5 Feb 2014 to 8 Dec 2019)
• Nadav Winer

  IRN NXW00420

  • [FCA CF] Client dealing (since 2 Mar 2026)
• Neil Clayton Grierson

  IRN NCG01032

  • [FCA CF] Client dealing (27 Aug 2021 to 30 Jul 2022)

No changes recorded yet.