OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nicholas Frank Freeman

  IRN NFF01004

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
• Nik Balac

  IRN NXB01409

  • [FCA CF] Client dealing (10 Dec 2019 to 25 Jul 2025)
  • CF30 Customer (13 Jun 2013 to 8 Dec 2019)
• Nina Marianne Green

  IRN NMG01043

  • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
• Olivia Helen Goldsmith

  IRN OHG01001

  • [FCA CF] Client dealing (since 9 Apr 2025)
• PETER Daniel Lawrance

  IRN PDL01066

  • CF30 Customer (1 Aug 2011 to 5 Mar 2012)
• Paul Doherty

  IRN PXD01201

  • CF4 Partner (23 Dec 2011 to 18 Jan 2016)
  • CF30 Customer (12 Jul 2010 to 11 Apr 2017)
• Peter William Fradd

  IRN PWF01010

  • CF4 Partner (23 Jan 2012 to 18 Jan 2016)
  • CF30 Customer (23 Aug 2010 to 11 Apr 2017)
• Rhys Lapidus

  IRN RWL01060

  • CF30 Customer (2 May 2014 to 8 Dec 2019)
• Richard Ringrose

  IRN RXR01291

  • [FCA CF] Client dealing (since 11 Nov 2021)
• Richard Ronan Henry

  IRN RRH01049

  • CF30 Customer (24 Jan 2013 to 22 Mar 2013)

No changes recorded yet.