OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Richard Taggart

  IRN RXT01179

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (6 Sep 2013 to 8 Dec 2019)
• Ricky John Halls

  IRN RJH01436

  • CF30 Customer (11 Mar 2013 to 11 Sep 2018)
• Robert Dennis

  IRN RXD01177

  • CF30 Customer (19 Apr 2012 to 30 May 2013)
• Rory Stephen Harrison

  IRN RXS00927

  • [FCA CF] Client dealing (since 1 Sep 2023)
• Rupert John Granger

  IRN RJG01247

  • CF30 Customer (1 Dec 2010 to 2 Apr 2012)
• Ryan Patrick Michael Farrant

  IRN RXF00345

  • [FCA CF] Client dealing (since 1 Nov 2024)
• Samual Elliot Williams

  IRN SXW00198

  • [FCA CF] Client dealing (12 Nov 2020 to 28 May 2021)
• Shayne Vaughan Jardine

  IRN SXJ00093

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2021)
• Stephen Slater

  IRN SXS01319

  • CF30 Customer (16 Apr 2012 to 16 Jan 2013)
• Steven John Orford

  IRN SJO01041

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Aug 2011 to 8 Dec 2019)

No changes recorded yet.