OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Susan Penelope Barlow

  IRN SPB01092

  • SMF16 Compliance Oversight (6 Jan 2022 to 3 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2022 to 3 Feb 2023)
• TOMAS DARCY LEON COLLINGRIDGE

  IRN TDC01051

  • [FCA CF] Client dealing (since 3 Jul 2023)
• Taylor Stone Andrus

  IRN TXA00053

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2021)
• Thomas James McCarthy

  IRN TJM01138

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (14 Nov 2012 to 8 Dec 2019)
• Timothy Frederic Sykes

  IRN TFS01011

  • [FCA CF] Client dealing (10 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (21 Apr 2016 to 8 Dec 2019)
• Tom Sebastian Richard Bieber

  IRN TSB01065

  • CF30 Customer (10 Jul 2014 to 17 Oct 2014)
• Trevor Alan Jailler

  IRN TAJ01008

  • CF30 Customer (17 Jun 2011 to 25 Sep 2013)
• Valerio Arcuri

  IRN VXA01108

  • CF30 Customer (29 Nov 2010 to 2 Apr 2012)
• Wesley Moore

  IRN WBM01013

  • CF30 Customer (30 Jan 2014 to 15 Dec 2015)
• Willem Benjamin Dortmans

  IRN WXD00111

  • [FCA CF] Client dealing (since 20 Feb 2026)

No changes recorded yet.