Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OTC Europe LLP

    FRN 507219

    • [FCA CF] Client dealing (since 9 Apr 2025)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • [FCA CF] Client dealing (7 Sep 2020 to 30 Apr 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 30 Apr 2023)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (7 Sep 2020 to 30 Apr 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 30 Apr 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF26 Customer Trading (12 Jan 2004 to 11 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.