OTC Europe LLP

Date authorised
19 April 2010
Companies House
OC346399
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O T C Europe LLP
    Europe Llp
    10 Finsbury Square
    London
    Islington
    EC2A 1AF
    UNITED KINGDOM
    Phone
    +4402077268601
    Web
    https://www.otcgh.com

  • Complaints Contact

    O T C Europe LLP
    Europe Llp
    10 Finsbury Square
    London
    Islington
    EC2A 1AF
    UNITED KINGDOM
    Phone
    +4402077268601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Cross

    IRN JXC02680

    • [FCA CF] Client dealing (since 3 Jul 2023)
  • Jonathan David Barrett

    IRN JDB01277

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (10 Dec 2014 to 8 Dec 2019)
  • Jonathan Mark Sands

    IRN JXS01400

    • [FCA CF] Client dealing (10 Dec 2019 to 29 Jan 2026)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Jordan Boyd

    IRN JXB02712

    • [FCA CF] Client dealing (12 Nov 2020 to 31 Oct 2021)
    • CF30 Customer (1 May 2011 to 8 Dec 2019)
  • Joseph Francis Kelly

    IRN JFK01037

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Oct 2016 to 8 Dec 2019)
  • Joseph Judge

    IRN JXJ01378

    • CF30 Customer (11 Dec 2012 to 28 Aug 2013)
  • Joshua Jarmon

    IRN JXJ01590

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Karen Dorothy Theresa Brown

    IRN KDB01047

    • CF30 Customer (10 Nov 2011 to 11 Apr 2017)
  • Kevin John William Blemkin

    IRN KJB01077

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (19 Dec 2011 to 8 Dec 2019)
  • LEE GARY Elliott

    IRN LXE01061

    • CF30 Customer (3 Nov 2011 to 31 Mar 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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