OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Lee John Hughes

  IRN LXH00127

  • [FCA CF] Client dealing (3 Nov 2020 to 2 Jun 2023)
• Luke Giordanelli

  IRN LXG00143

  • [FCA CF] Client dealing (4 Feb 2021 to 19 Nov 2021)
• Manuel Ruiz

  IRN MXR02180

  • CF30 Customer (15 Oct 2013 to 24 Aug 2015)
• Marc Edward Cornberg

  IRN MEC01045

  • [FCA CF] Client dealing (26 May 2020 to 21 Oct 2022)
• Marc Richard Evans

  IRN MXE00376

  • [FCA CF] Client dealing (since 22 Apr 2025)
• Mark Hughes

  IRN MXH03096

  • CF30 Customer (5 Dec 2016 to 28 Apr 2017)
• Mark Oliver Reddihough

  IRN MOR01008

  • CF30 Customer (30 Nov 2015 to 17 Aug 2018)
• Matthew Hendrick

  IRN LMH01044

  • [FCA CF] Client dealing (since 4 Jan 2024)
• Matthew Howell

  IRN MXH02231

  • CF30 Customer (7 Jan 2011 to 5 Aug 2015)
• Matthew Nicholls

  IRN MXN01096

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)

No changes recorded yet.