John Cross

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OTC Europe LLP
FRN 507219
- [FCA CF] Client dealing (since 3 Jul 2023)
TTG Capital Limited (no longer approved here)
FRN 780342
- [FCA CF] Proprietary trader (30 Aug 2022 to 5 May 2023)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- [FCA CF] Client dealing (17 Dec 2020 to 31 Jul 2022)
- CF30 Customer (22 Mar 2019 to 8 Dec 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (17 Dec 2020 to 31 Jul 2022)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (26 Jun 2018 to 2 Oct 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.