OTC Europe LLP

Date authorised
19 April 2010
Companies House
OC346399
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O T C Europe LLP
    Europe Llp
    10 Finsbury Square
    London
    Islington
    EC2A 1AF
    UNITED KINGDOM
    Phone
    +4402077268601
    Web
    https://www.otcgh.com

  • Complaints Contact

    O T C Europe LLP
    Europe Llp
    10 Finsbury Square
    London
    Islington
    EC2A 1AF
    UNITED KINGDOM
    Phone
    +4402077268601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Christopher Adams

    IRN GXA11800

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2021)
    • CF11 Money Laundering Reporting (13 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 May 2019 to 8 Dec 2019)
  • Gavin Stuart Hill

    IRN GSH01066

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (7 Oct 2014 to 8 Dec 2019)
  • Georgios Antypas

    IRN GXA12916

    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Gregory Rellis

    IRN GXR01139

    • CF30 Customer (6 Sep 2010 to 16 Aug 2012)
  • HANG YAM KUMAR THEBE

    IRN HYT01004

    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • Harry John Rawlings

    IRN HXR23204

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Harry O'Neill

    IRN HXO01201

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Henry Willetts

    IRN HXW01193

    • CF30 Customer (7 Dec 2010 to 20 Mar 2013)
  • Ian Backhouse

    IRN IXB01080

    • CF30 Customer (4 Oct 2012 to 28 Mar 2013)
  • JACK SPICER

    IRN JXS01332

    • [FCA CF] Client dealing (since 1 Jun 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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