OTC Europe LLP

• Principal Place of Business

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

  Web

  https://www.otcgh.com

• Complaints Contact

  O T C Europe LLP

  Europe Llp

  10 Finsbury Square

  London

  Islington

  EC2A 1AF

  UNITED KINGDOM

  Phone

  +4402077268601

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jack McQueen

  IRN JXM03856

  • [FCA CF] Client dealing (10 Dec 2019 to 11 Dec 2020)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Jacob Alden Shorr

  IRN JXS07810

  • CF30 Customer (31 Oct 2018 to 7 Jan 2019)
• Jake Bond

  IRN JXB12297

  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• James Anthony Anderson

  IRN JAA01223

  • CF30 Customer (22 Feb 2019 to 8 Dec 2019)
• James Matthew Templeman

  IRN JMT01214

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
• James Stephen Plumb

  IRN JXP01004

  • [FCA CF] Client dealing (since 13 Oct 2025)
• Jamie Giltrow

  IRN JXG00972

  • [FCA CF] Client dealing (since 20 Oct 2025)
• Jamie Parry Spicer

  IRN JXS01541

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 May 2013 to 8 Dec 2019)
• Janine Miriam Adamo

  IRN JMA01220

  • [FCA CF] Client dealing (since 16 Jul 2021)
• Joey Ronald Bacon

  IRN JDB01250

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (9 Sep 2013 to 8 Dec 2019)

No changes recorded yet.