OSTTRA SEF LIMITED

• Principal Place of Business

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4402078189000

  Web

  https://osttra.com/nex-sef/

• Complaints Contact

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4407710011549

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Josh Matthews

  IRN JXM00721

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Nov 2023)
• Julie Ann Jack

  IRN JAJ01105

  • CF11 Money Laundering Reporting (9 Dec 2015 to 30 Dec 2016)
• Julien Gandia

  IRN JXG00323

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
• Kartik Krishnamoorthy

  IRN KXK00327

  • [FCA CF] Client dealing (20 Mar 2023 to 30 Sep 2024)
• Martin Sharp

  IRN MXS00585

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
• Matthew Gierke

  IRN MXG00304

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
• Michal Bussi

  IRN MXB04069

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Sep 2023 to 10 Oct 2025)
• Michelle Hallett

  IRN MXH00659

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2025)
  • SMF16 Compliance Oversight (since 10 Oct 2025)
• Nirup Ramalingam

  IRN NXR00121

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2023)
• Olga Frediani

  IRN OXF00013

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jan 2021)

No changes recorded yet.