OSTTRA LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Karl Wolohan
IRN KXW01665
- CF1 Director (5 Jul 2018 to 8 Dec 2019)
Keith Bailey
IRN KXB01705
- CF1 Director (30 Dec 2011 to 9 Mar 2015)
Kevin Andrew Gould
IRN KAG01068
- CF1 Director (15 Feb 2010 to 1 Feb 2016)
Kirston Gareth Winters
IRN KGW01033
- CF1 Director (26 Jun 2018 to 8 Dec 2019)
Lance Darrell Gordon Uggla
IRN LDU01001
- CF1 Director (15 Feb 2010 to 19 Aug 2015)
Lawrence Edmund Ian Waller
IRN LEW01017
- CF2 Non Executive Director (2 Feb 2010 to 17 Dec 2012)
Mark Ian Beeston
IRN MIB01017
- CF1 Director (1 Dec 2001 to 15 Aug 2002)
Mark Mathews
IRN MXM03171
- CF1 Director (10 May 2013 to 30 Jan 2017)
Matt Meinel
IRN MXM01646
- CF1 Director (1 Dec 2001 to 3 May 2005)
Michael Claude Bodson
IRN MCB01188
- CF1 Director (15 Feb 2010 to 17 Dec 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.