Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OSTTRA LIMITED (no longer approved here)

    FRN 207294

    • CF1 Director (15 Feb 2010 to 19 Aug 2015)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.