OSTTRA LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Michael Edward Davie
IRN MED01029
- CF1 Director (12 Feb 2003 to 30 Apr 2008)
Michael James Tester
IRN MJT01153
- CF1 Director (13 Jun 2003 to 30 Apr 2008)
Michelle Hallett
IRN MXH00659
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2022)
- SMF16 Compliance Oversight (since 14 Mar 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 14 Mar 2022)
Nicholas Alan Searle
IRN NAS01159
- CF1 Director (12 Nov 2014 to 30 Jan 2017)
Nigel Cobb
IRN NCC01060
- CF2 Non Executive Director (25 Nov 2014 to 30 Jan 2017)
Oliver Stuart
IRN OJS01021
- CF2 Non Executive Director (30 Jun 2010 to 12 Sep 2016)
Paul Mitrokostas
IRN PXM02147
- CF1 Director (2 Nov 2010 to 14 Sep 2011)
Peter James Axilrod
IRN PJA01134
- CF1 Director (29 Dec 2009 to 8 Apr 2013)
Philip Stuart Armstrong
IRN PSA01035
- CF2 Non Executive Director (15 Feb 2010 to 4 Mar 2013)
Rachel Mary Catherine Cunningham-Day
IRN RMC01126
- CF11 Money Laundering Reporting (22 Jun 2006 to 18 Dec 2009)
- CF10 Compliance Oversight (22 Jun 2006 to 18 Dec 2009)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.