OSTTRA LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Richard Brough
IRN RXB02240
- CF1 Director (8 Feb 2013 to 8 Sep 2014)
Richard Samuel Cohen
IRN RXC01398
- CF1 Director (1 Dec 2001 to 30 Apr 2008)
Robert Patrick MacLeod
IRN RPM01088
- CF1 Director (29 Jun 2005 to 30 Apr 2008)
Ryan Keogh
IRN RXK02037
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2020)
- CF11 Money Laundering Reporting (2 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Dec 2016 to 8 Dec 2019)
Ryan Sheftel
IRN RXS02472
- CF1 Director (5 Sep 2013 to 8 Sep 2014)
Stefano Maestri
IRN SXM03894
- CF1 Director (24 Nov 2016 to 11 Mar 2019)
- CF29 Significant management (10 Mar 2016 to 24 Nov 2016)
Stewart Macbeth
IRN SXM02554
- CF1 Director (29 Oct 2012 to 8 Apr 2013)
Timothy David Legg
IRN TDL01024
- CF1 Director (24 Nov 2016 to 31 Jan 2018)
- CF29 Significant management (21 Nov 2013 to 24 Nov 2016)
Trudy Janine Desrae Ross
IRN TJR01066
- CF1 Director (22 Oct 2002 to 30 Apr 2008)
Una Ni Dhonaill
IRN UXN01010
- CF10 Compliance Oversight (1 Dec 2001 to 15 May 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.