Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Joan Beresford

  IRN SJB01519

  • CF30 Customer (1 Nov 2007 to 27 Dec 2012)
  • CF22 Investment Adviser (Trainee) (25 Sep 2007 to 31 Oct 2007)
• Salvatore Volante

  IRN SXV01085

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Jul 2011 to 8 Dec 2019)
• Samantha Gorton

  IRN SXG01328

  • [FCA CF] Client dealing (22 Nov 2022 to 25 Nov 2025)
  • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 25 Nov 2025)
• Samantha Watson

  IRN SXW00316

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Samuel Alexander McCue

  IRN SAM01293

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Sandra Ventura

  IRN SXV00034

  • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
  • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Mar 2005 to 25 Jul 2005)
• Sarah Bowles

  IRN SLJ00006

  • CF30 Customer (8 Jul 2008 to 10 Nov 2009)
• Sarah Elizabeth Quirk

  IRN SEK00002

  • CF21 Investment Adviser (1 Mar 2005 to 20 Apr 2007)
• Sarah Jane Tory

  IRN SJM01329

  • CF30 Customer (3 Sep 2013 to 10 Apr 2014)
• Sarah Oliver

  IRN SJB00076

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
  • CF30 Customer (20 Feb 2012 to 14 Jan 2013)

• Annuity Search Ltd (no longer appointed)

  FRN 492575 · Appointed 8 Dec 2008 · Until 13 Oct 2009

• The Scotsman Publications Ltd (no longer appointed)

  FRN 490987 · Appointed 4 Nov 2008 · Until 26 Feb 2013

• Rightmoney Ltd (no longer appointed)

  FRN 490969 · Appointed 3 Nov 2008 · Until 12 Dec 2009

• Cancer Research UK (no longer appointed)

  FRN 488374 · Appointed 3 Sep 2008 · Until 26 Feb 2013

• The Rangers Football Club PLC (no longer appointed)

  FRN 479576 · Appointed 26 Feb 2008 · Until 14 Jul 2009

• Celtic FC Limited (no longer appointed)

  FRN 476835 · Appointed 21 Dec 2007 · Until 14 Jul 2009

• Vernons Financial Services Limited (no longer appointed)

  FRN 162417 · Appointed 23 Apr 2007 · Until 29 Jan 2008

• Newhall Publications Limited (no longer appointed)

  FRN 201215 · Appointed 19 Apr 2007 · Until 29 Jan 2008

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 27 Dec 2006 · Until 26 Feb 2013

• Gary Sargeant Financial Services Ltd (no longer appointed)

  FRN 447401 · Appointed 27 Jan 2006 · Until 30 Oct 2006

No changes recorded yet.