Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (20 Feb 2012 to 14 Jan 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Feb 2012)
    • CF21 Investment Adviser (29 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2004 to 29 Jun 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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