Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Joseph John McKenna

  IRN MJM00147

  • [FCA CF] Manager of certification employee (since 1 Feb 2024)
• Matthew Kenneth Sumner

  IRN MKS00004

  • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
  • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
• Matthew Peter Hengel Jones

  IRN MPJ01041

  • CF30 Customer (13 Feb 2017 to 29 Dec 2017)
• Matthew Stephen Nelmes

  IRN MSN00001

  • [FCA CF] Manager of certification employee (1 Feb 2024 to 4 Nov 2024)
• Matthew Templeman

  IRN MXT01604

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Matthew Torr

  IRN MNT00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
  • [FCA CF] Client dealing (since 8 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2024)
  • CF30 Customer (16 Nov 2012 to 31 Mar 2013)
• Maxwell Colin Bernard Ward

  IRN MCW01114

  • CF2 Non Executive Director (23 Jul 2009 to 1 Jul 2010)
• Maxwell Howard Radley

  IRN MHR00013

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 27 Feb 2026)
  • [FCA CF] Client dealing (1 Feb 2024 to 27 Feb 2026)
• Michael Ainsworth

  IRN MSA00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
• Michael Alan Brooker

  IRN MAB00016

  • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2006)

• Annuity Search Ltd (no longer appointed)

  FRN 492575 · Appointed 8 Dec 2008 · Until 13 Oct 2009

• The Scotsman Publications Ltd (no longer appointed)

  FRN 490987 · Appointed 4 Nov 2008 · Until 26 Feb 2013

• Rightmoney Ltd (no longer appointed)

  FRN 490969 · Appointed 3 Nov 2008 · Until 12 Dec 2009

• Cancer Research UK (no longer appointed)

  FRN 488374 · Appointed 3 Sep 2008 · Until 26 Feb 2013

• The Rangers Football Club PLC (no longer appointed)

  FRN 479576 · Appointed 26 Feb 2008 · Until 14 Jul 2009

• Celtic FC Limited (no longer appointed)

  FRN 476835 · Appointed 21 Dec 2007 · Until 14 Jul 2009

• Vernons Financial Services Limited (no longer appointed)

  FRN 162417 · Appointed 23 Apr 2007 · Until 29 Jan 2008

• Newhall Publications Limited (no longer appointed)

  FRN 201215 · Appointed 19 Apr 2007 · Until 29 Jan 2008

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 27 Dec 2006 · Until 26 Feb 2013

• Gary Sargeant Financial Services Ltd (no longer appointed)

  FRN 447401 · Appointed 27 Jan 2006 · Until 30 Oct 2006

No changes recorded yet.