Matthew Kenneth Sumner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- [FCA CF] Functions requiring qualifications (27 Jun 2022 to 18 Oct 2022)
- CF30 Customer (26 Sep 2008 to 2 Apr 2012)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF30 Customer (1 Nov 2007 to 18 Sep 2008)
- CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (16 Feb 2005 to 13 Jul 2007)
- CF22 Investment Adviser (Trainee) (21 Jul 2003 to 1 Feb 2005)
Master Adviser Ltd (U445) (no longer approved here)
FRN 171704
- (14)Employed By (1 Dec 2001 to 30 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.