Matthew Torr

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
    • [FCA CF] Client dealing (since 8 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2024)
    • CF30 Customer (16 Nov 2012 to 31 Mar 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
    • CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jun 2006 to 12 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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