Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Mark Elliston

  IRN NME00001

  • CF21 Investment Adviser (1 Mar 2005 to 30 Jun 2005)
• Nicholas Oliver Albery

  IRN NOA01000

  • CF22 Investment Adviser (Trainee) (28 Dec 2005 to 23 Feb 2007)
• Nicholas Roberts

  IRN NTR01005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2022)
  • CF30 Customer (23 Aug 2013 to 8 Dec 2019)
• Nicola Dawn Hampton

  IRN NDH00015

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2002)
• Nicola Fay Young

  IRN NFY00001

  • CF21 Investment Adviser (2 Dec 2005 to 27 Jan 2006)
  • CF22 Investment Adviser (Trainee) (30 Mar 2005 to 2 Dec 2005)
• Nicola Jane Davis

  IRN NJD00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Nigel Anthony Boyce

  IRN NAB01114

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Nigel Davis

  IRN NCD00002

  • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 30 Aug 2006)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Nigel Harwood Dant

  IRN NHD00001

  • CF30 Customer (1 Nov 2007 to 13 Jan 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nigel Malbourne Seabrook

  IRN NMS00015

  • [FCA CF] Client dealing (1 Feb 2024 to 28 Feb 2025)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 28 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 28 Feb 2025)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.