Nicholas Mark Elliston

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2023)
    • [FCA CF] Client dealing (since 14 Apr 2023)
    • CF30 Customer (5 Nov 2010 to 29 Dec 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF21 Investment Adviser (24 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jun 2005 to 24 Oct 2005)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Mar 2005 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.