Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James Wheeler

  IRN MXW00244

  • CF24 Pension Transfer Specialist (1 Mar 2005 to 20 Jan 2006)
  • CF21 Investment Adviser (1 Mar 2005 to 20 Jan 2006)
• Michael John Rigg

  IRN MJR00018

  • CF30 Customer (31 Jan 2011 to 4 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2006)
• Michael Minihan

  IRN MXM85705

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Michael Morris

  IRN MXM02742

  • SMF3 Executive Director (since 29 Mar 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (21 Dec 2020 to 2 Mar 2021)
  • CF30 Customer (18 Feb 2015 to 2 Oct 2018)
• Michael Nicolaou

  IRN MXN01839

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2020)
  • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
• Michael Ormond Apps

  IRN MXA00013

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
• Michael Ralph Tuohy

  IRN MRT01101

  • CF2 Non Executive Director (23 Jul 2009 to 27 Aug 2010)
• Michael Raymond Gidley

  IRN MRG00038

  • CF21 Investment Adviser (1 Mar 2005 to 5 Jul 2007)
• Michael Spence

  IRN MRS01257

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Nov 2015 to 8 Dec 2019)
• Michael Terence Kirsch

  IRN MTK01011

  • Responsible for Insurance Mediation (6 Feb 2012 to 13 Sep 2013)
  • CF1 Director (2 Feb 2012 to 13 Sep 2013)
  • CF3 Chief Executive (2 Feb 2012 to 13 Sep 2013)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.