Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
- CF1 Director (AR) (6 Mar 2008 to 24 Oct 2012)
- CF30 Customer (18 Feb 2008 to 8 Dec 2019)
- CF1 Director (18 Feb 2008 to 8 Dec 2019)
-
- Employed By (12 Feb 2007 to 18 Feb 2008)
-
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.