Condy Mathias Financial Planners Limited

• Principal Place of Business

  Park House

  28 Outland Road

  Milehouse

  Plymouth

  Devon

  PL2 3DE

  UNITED KINGDOM

  Phone

  +4401752562605

  Web

  https://www.cmcfp.co.uk

• Complaints Contact

  Park House

  28 Outland Road

  Milehouse

  Plymouth

  Devon

  PL2 3DE

  UNITED KINGDOM

  Phone

  +4401752562605

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alun Nicholas Pells

  IRN ANP00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Feb 2026)
  • CF11 Money Laundering Reporting (23 Jun 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (27 Apr 2015 to 30 Sep 2018)
  • CF1 Director (26 Sep 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Feb 2008 to 8 Dec 2019)
  • CF30 Customer (18 Feb 2008 to 8 Dec 2019)
• Andrew John Martin

  IRN AJM01460

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Apr 2018 to 8 Dec 2019)
  • CF1 Director (6 Apr 2018 to 8 Dec 2019)
• Darcie Victoria Butler

  IRN DVB01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 12 Jul 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Darren James Lawson

  IRN DJL01215

  • CF1 Director (AR) (6 Mar 2008 to 19 Dec 2012)
• Gareth Hale

  IRN GXH00156

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (3 May 2012 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2012 to 8 Dec 2019)
• Joanne Maxine Spaulding

  IRN JXS01278

  • Responsible for Insurance Distribution (since 3 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
  • SMF16 Compliance Oversight (since 4 Feb 2026)
  • SMF3 Executive Director (since 15 May 2023)
• John Michael Hillier

  IRN JMH01189

  • CF1 Director (18 Feb 2008 to 23 Oct 2019)
• Jordan Layne Kendall

  IRN JXK00902

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
  • [FCA CF] Client dealing (since 20 Apr 2026)
• Katherine Martin

  IRN KEL01032

  • CF1 Director (15 Oct 2009 to 23 Oct 2019)
• Kevin James Parker

  IRN KJP01091

  • CF1 Director (AR) (29 Oct 2012 to 19 Dec 2012)

• CMB Mortgage Consultants Ltd (no longer appointed)

  FRN 463262 · Appointed 3 Mar 2008 · Until 19 Dec 2012

No changes recorded yet.