Condy Mathias Financial Planners Limited

Date authorised
1 April 2013
Companies House
04508157
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park House
    28 Outland Road
    Milehouse
    Plymouth
    Devon
    PL2 3DE
    UNITED KINGDOM
    Phone
    +4401752562605
    Web
    https://www.cmcfp.co.uk

  • Complaints Contact

    Park House
    28 Outland Road
    Milehouse
    Plymouth
    Devon
    PL2 3DE
    UNITED KINGDOM
    Phone
    +4401752562605

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Geoffrey Gibbs

    IRN MGG01049

    • CF1 Director (AR) (6 Mar 2008 to 29 Mar 2010)
  • Michael John Rosevear

    IRN MJR01233

    • CF21 Investment Adviser
    • CF1 Director (18 Feb 2008 to 13 Mar 2009)
    • CF30 Customer (18 Feb 2008 to 13 Mar 2009)
  • Michael Ormond Apps

    IRN MXA00013

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • CF1 Director (AR) (6 Mar 2008 to 24 Oct 2012)
    • CF1 Director (18 Feb 2008 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2008 to 8 Dec 2019)
  • Richard Baker

    IRN RXB01441

    • CF1 Director (AR) (6 Mar 2008 to 19 Dec 2012)
    • CF1 Director (18 Feb 2008 to 23 Oct 2019)
    • CF8 Apportionment and Oversight (18 Feb 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (18 Feb 2008 to 27 Apr 2015)
  • Robert Partrick Bennett

    IRN RPB00013

    • CF30 Customer (3 Feb 2011 to 31 Dec 2017)
  • Stephen William Emery

    IRN SWE01011

    • CF11 Money Laundering Reporting (18 Feb 2008 to 16 Nov 2016)
    • CF1 Director (18 Feb 2008 to 23 Oct 2019)
  • Steven Peter Twomey

    IRN SPT00027

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF1 Director (8 May 2012 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.