Richard Baker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Complete Limited
FRN 435779
- CF1 Director (AR) (since 23 Nov 2012)
CMB Mortgage Consultants Ltd
FRN 463262
- Employed By (since 23 Nov 2012)
- Employed By (16 Feb 2007 to 28 Feb 2008)
Condy Mathias Financial Planners Limited (no longer approved here)
FRN 472913
- CF1 Director (AR) (6 Mar 2008 to 19 Dec 2012)
- CF1 Director (18 Feb 2008 to 23 Oct 2019)
- Responsible for Insurance Mediation (18 Feb 2008 to 27 Apr 2015)
- CF8 Apportionment and Oversight (18 Feb 2008 to 31 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.