Gareth Hale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Condy Mathias Financial Planners Limited

    FRN 472913

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 May 2012 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2012 to 8 Dec 2019)
  • MRE Independent Ltd (no longer approved here)

    FRN 194937

    • (2)Employed By (1 Dec 2001 to 15 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.