OPUS Independent Financial Planning Limited

• Principal Place of Business

  Opus Independent Financial Planning Ltd

  1 Coleshill Street

  Sutton Coldfield

  Birmingham

  B72 1SD

  UNITED KINGDOM

  Phone

  +441213544034

  Web

  https://www.opus-ifp.com

• Complaints Contact

  Opus Independent Financial Planning Ltd

  1 Coleshill Street

  Sutton Coldfield

  Birmingham

  B72 1SD

  UNITED KINGDOM

  Phone

  +4401213544034

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Downes

  IRN AXD00359

  • [FCA CF] Client dealing (25 Mar 2021 to 30 Sep 2022)
  • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 30 Sep 2022)
• Benjamin James Rees

  IRN BJR01053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 11 Mar 2024)
  • CF30 Customer (since 11 Mar 2024)
  • [FCA CF] Manager of certification employee (since 27 Feb 2024)
  • [FCA CF] Client dealing (since 23 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jan 2025)
  • CF1 Director (AR) (19 Oct 2012 to 30 Nov 2016)
  • Responsible for Insurance Mediation (5 Jul 2012 to 30 Sep 2018)
  • CF1 Director (1 Nov 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2010 to 31 May 2020)
• Christopher Charles Broome

  IRN CCB01083

  • CF30 Customer (24 Nov 2014 to 5 Jun 2015)
  • CF1 Director (AR) (15 Oct 2012 to 5 Jun 2015)
• Christopher David Wise

  IRN CDW01053

  • CF30 Customer (21 Apr 2017 to 11 Jun 2018)
• Christopher Flower

  IRN CXF01301

  • CF30 Customer (3 Aug 2015 to 21 Feb 2018)
• David James Lewis Smith

  IRN DJS00133

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2021)
  • CF1 Director (AR) (since 26 Jan 2021)
  • CF30 Customer (since 12 Sep 2018)
• Derek Peter Joseph

  IRN DPJ00017

  • CF30 Customer (17 May 2018 to 8 Dec 2019)
• Dominic Paul Johnson

  IRN DXJ00125

  • [FCA CF] Client dealing (25 Mar 2021 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 31 Jan 2024)
• Jason Knowles

  IRN JXK01757

  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Jillian Mary Jones

  IRN JMJ01050

  • CF1 Director (AR) (14 May 2015 to 30 Nov 2016)

• Opus Corporate Solutions Ltd (no longer appointed)

  FRN 560525 · Appointed 24 Sep 2012 · Until 5 Jun 2015

No changes recorded yet.