Optimize Financial Services Limited

Date authorised
1 October 2015
Companies House
09397123
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Optimize Financial Services Ltd
    Scarletts Chase Offices
    Scarletts Chase
    West Bergholt
    Colchester
    Essex
    CO6 3DH
    UNITED KINGDOM
    Phone
    +4407515886835
    Web
    https://www.exquisiteprivatefinance.co.uk

  • Complaints Contact

    Scarletts Chase House
    Scarletts Chase
    West Bergholt
    Colchester
    Essex
    CO6 3DH
    UNITED KINGDOM
    Phone
    +441376505269

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher George Beard

    IRN CXB00140

    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 10 Sep 2021)
  • Gavin Wayne Royal

    IRN GXR00046

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
  • Jay Blackaby

    IRN JXB00276

    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 22 Mar 2021)
  • Michael Stephen Gibbons

    IRN MSG00012

    • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Apr 2018)
    • CF11 Money Laundering Reporting (1 Oct 2015 to 13 Apr 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 13 Apr 2018)
    • CF1 Director (1 Oct 2015 to 13 Apr 2018)
    • CF30 Customer (1 Oct 2015 to 13 Apr 2018)
  • Neil Robert Brooks

    IRN NRB01070

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [PRA CF] Key function holder (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Oct 2015 to 30 Sep 2018)
    • CF1 Director (1 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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