Michael Stephen Gibbons

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blue Square Financial Limited

    FRN 784799

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2020)
    • [FCA CF] Client dealing (since 10 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Jan 2018)
    • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2018 to 30 Sep 2018)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2018 to 8 Dec 2019)
  • Optimize Financial Services Limited (no longer approved here)

    FRN 692431

    • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Apr 2018)
    • CF1 Director (1 Oct 2015 to 13 Apr 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 13 Apr 2018)
    • CF30 Customer (1 Oct 2015 to 13 Apr 2018)
    • CF11 Money Laundering Reporting (1 Oct 2015 to 13 Apr 2018)
  • Coffey Brooks Financial Services Ltd (no longer approved here)

    FRN 300657

    • CF30 Customer (9 Aug 2012 to 28 Jan 2013)
    • CF1 Director (30 Mar 2007 to 1 Apr 2009)
    • CF10 Compliance Oversight (30 Mar 2007 to 1 Apr 2009)
    • CF11 Money Laundering Reporting (30 Mar 2007 to 1 Apr 2009)
    • Responsible for Insurance Mediation (30 Mar 2007 to 1 Apr 2009)
    • CF21 Investment Adviser (30 Mar 2007 to 31 Oct 2007)
  • A B & G Independent Limited (no longer approved here)

    FRN 194464

    • Employed By (1 Dec 2001 to 21 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.