Neil Robert Brooks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Optimize Financial Services Limited

    FRN 692431

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Oct 2015 to 30 Sep 2018)
    • CF1 Director (1 Oct 2015 to 8 Dec 2019)
  • Coffey Brooks Financial Services Ltd (no longer approved here)

    FRN 300657

    • CF1 Director (7 May 2009 to 13 Oct 2015)
    • CF30 Customer (3 Feb 2009 to 1 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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