Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony William Higgins

    IRN AWH01063

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (5 Jun 2013 to 1 Apr 2025)
  • Anton Rosenfield

    IRN AXR00072

    • CF30 Customer (14 Jul 2009 to 21 Jun 2019)
    • CF1 Director (AR) (9 Feb 2006 to 21 Jun 2019)
    • CF4 Partner (AR) (1 Jun 2005 to 9 Feb 2006)
  • Antonio Castro

    IRN AXC00127

    • CF30 Customer (1 Nov 2007 to 11 Dec 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Antony Bill Flynn

    IRN AXF00157

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2025)
  • Antony Charles Hesford-Duckworth

    IRN ACH01145

    • CF30 Customer (19 Sep 2012 to 26 Feb 2013)
  • Antony David Richardson

    IRN ADR00007

    • CF1 Director (AR) (3 Nov 2005 to 22 Aug 2017)
    • CF21 Investment Adviser (1 Jun 2005 to 24 Aug 2005)
  • Antony David Talbot

    IRN ADT00007

    • CF4 Partner (AR) (1 Jun 2005 to 17 Jul 2009)
  • Antony Dolman

    IRN ARD00035

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF1 Director (AR) (1 Jun 2005 to 8 Jun 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Antony Francis Rutzler

    IRN AXR00765

    • CF1 Director (AR) (since 12 Jun 2023)
  • Antony John Smith

    IRN AJS00127

    • CF1 Director (AR) (5 May 2009 to 12 May 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.