Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Michael Roland Lester

    IRN AXL02252

    • CF30 Customer (18 Sep 2021 to 10 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jun 2022)
    • CF1 Director (AR) (15 Nov 2017 to 12 Aug 2019)
  • Alexander Neillie

    IRN AXN00025

    • CF30 Customer (6 Sep 2013 to 10 Sep 2015)
    • CF1 Director (AR) (23 Sep 2009 to 1 Jan 2014)
  • Alexander Nicholas Bakovljev

    IRN AXB02088

    • CF30 Customer (15 Nov 2023 to 8 Dec 2023)
  • Alexander Parkinson

    IRN AXH00277

    • Appointed representative dealing with clients for which they require qualification (18 Aug 2023 to 16 Oct 2023)
  • Alexander Peter Murton

    IRN APM01120

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2023)
  • Alexander Reynolds

    IRN AJR00116

    • CF21 Investment Adviser (1 Jun 2005 to 3 May 2007)
  • Alexander Stellios Papi

    IRN AXP00847

    • Appointed representative dealing with clients for which they require qualification (4 Aug 2023 to 22 May 2024)
  • Alexander Whitbourne

    IRN AXW00729

    • Appointed representative dealing with clients for which they require qualification (22 Feb 2023 to 4 Oct 2023)
  • Alexander William David Ford

    IRN AXF00130

    • Appointed representative dealing with clients for which they require qualification (15 May 2024 to 10 Oct 2025)
  • Alexander William Measures

    IRN AXM01389

    • Appointed representative dealing with clients for which they require qualification (29 Jun 2023 to 20 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.