Alexander Reynolds

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advies Private Clients LLP

    FRN 937655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF27 Partner (since 26 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Apr 2022)
    • SMF16 Compliance Oversight (since 26 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (26 Apr 2013 to 9 Apr 2021)
  • Advies Private Clients LLP (no longer approved here)

    FRN 608366

    • Employed By (8 Nov 2013 to 9 Apr 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 3 May 2007)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (57)Employed By (23 Feb 2005 to 3 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (57)Employed By at One Financial Planning Ltd