Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carl Buist
IRN CXB00616
- Appointed representative dealing with clients for which they require qualification (7 Apr 2022 to 5 Jan 2026)
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Carl Christopher Goulty
IRN CXG24333
- Appointed representative dealing with clients for which they require qualification (17 Dec 2019 to 9 Jun 2023)
- CF30 Customer (21 Nov 2019 to 9 Jun 2023)
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Carl Connell
IRN CXC00217
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2025)
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Carl Frederick Howard
IRN CFH01053
- CF1 Director (AR) (9 Jan 2023 to 31 Mar 2024)
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Carl Graham Parker
IRN CGP01046
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2020)
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Carl Mchugh
IRN CXM02689
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 Jan 2017)
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Carl Peter McKenna
IRN CXM00511
- Appointed representative dealing with clients for which they require qualification (19 Aug 2021 to 14 Sep 2022)
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Carl Robert Wideman
IRN CRW00017
- CF1 Director (AR) (1 Jun 2005 to 8 May 2008)
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Carl Robert Woodhouse
IRN CRW00030
- CF30 Customer (18 Sep 2013 to 30 Dec 2013)
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Carl Shropshire
IRN CXS01481
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 13 Dec 2024)
- CF30 Customer (since 5 Dec 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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LFR Mortgages and Wealth LLP
FRN 1021637 · Appointed 4 Dec 2024
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Mark Allen
FRN 1020404 · Appointed 19 Nov 2024
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Stone Private Finance Ltd
FRN 1017165 · Appointed 6 Sep 2024
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RP Wealth Limited
FRN 1016830 · Appointed 19 Aug 2024
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TJD Financial Services Ltd
FRN 1014457 · Appointed 19 Jul 2024
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Arlington Row Wealth Management Ltd
FRN 1011062 · Appointed 4 Jun 2024
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Ellmira Financial Limited
FRN 1014474 · Appointed 18 May 2024
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Smith Taylor Associates Limited
FRN 1010514 · Appointed 17 May 2024
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RPC Financial Services Limited
FRN 1012466 · Appointed 16 May 2024
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Quantock Financial Services Ltd
FRN 923069 · Appointed 15 May 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.