Carl Robert Woodhouse

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 May 2020)
    • [FCA CF] Client dealing (since 21 May 2020)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Sense Financial Limited (no longer approved here)

    FRN 214827

    • (3)Employed By (18 Sep 2013 to 30 Dec 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (18 Sep 2013 to 30 Dec 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Feb 2010 to 29 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.