Carl Shropshire

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Dec 2024)
    • CF30 Customer (since 5 Dec 2024)
  • Newcastle Financial Advisers Limited

    FRN 222899

    • (19)Employed By (since 5 Dec 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 14 Aug 2024)
    • [FCA CF] Functions requiring qualifications (11 Sep 2017 to 14 Aug 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Nov 2014 to 6 Mar 2016)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF30 Customer (17 Jun 2013 to 28 Oct 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (9 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 9 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.