Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
-
Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Christopher Matthew Brown
IRN CMB01263
- CF30 Customer (16 Nov 2023 to 19 Dec 2023)
-
Christopher McBride
IRN CXM00090
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Christopher Michael Eric Powell
IRN CMP01103
- CF1 Director (AR) (8 Aug 2005 to 5 Jul 2006)
-
Christopher Michael Haigh
IRN CMH00001
- CF30 Customer (1 Nov 2007 to 9 May 2011)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Christopher Michael Peterson
IRN CXP00183
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Christopher Naya
IRN CXN00068
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Christopher Neil Greaves
IRN CXG00155
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2022)
-
Christopher Neil Mison
IRN CNM00001
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 5 Jun 2008)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Christopher Nelson
IRN CXN00144
- Appointed representative dealing with clients for which they require qualification (30 Jun 2022 to 5 Oct 2022)
-
Christopher Okwera Nyeko
IRN CON31020
- CF30 Customer (12 Apr 2023 to 8 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (28 Jan 2021 to 16 Sep 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
James Brown
FRN 468035 · Appointed 17 May 2007
-
Quinn Financial Services Newtownabbey Ltd
FRN 464239 · Appointed 20 Feb 2007
-
DJ Financial Advice Ltd
FRN 463894 · Appointed 13 Feb 2007
-
M & W Mortgages Limited
FRN 447834 · Appointed 27 Nov 2006
-
Lucror Limited
FRN 460301 · Appointed 21 Nov 2006
-
Advanced Financial Planning Scotland Limited
FRN 460050 · Appointed 14 Nov 2006
-
David Ridley
FRN 215953 · Appointed 4 Oct 2006
-
Sugar Island Insurance Services Limited
FRN 457192 · Appointed 13 Sep 2006
-
Money & Mortgages (UK) LLP
FRN 231483 · Appointed 30 Aug 2006
-
Homeworks Financial Solutions Limited
FRN 455916 · Appointed 14 Aug 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.